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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-10-24
  • PA RA
    APPROVED
    Since 2013-10-24

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Glenslaw, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2004 06/2020
Equitable Advisors, Llc New York NY 07/2004 Present
Other Businesses

1) OUTSIDE INSURANCE BUSINESS ACTIVITIES, AMERICAN GENERAL, AMERITAS LIFE, ASSURITY, BANNER LIFE, BRIGHTHOUSE (MET LIFE), GUARDIAN, JOHN HANCOCK, LINCOLN BENEFIT LIFE, MASS MUTUAL, PRINCIPAL LIFE, PROTECTIVE, PRUDENTIAL, RELIASTAR, SECURITY LIFE OF DENVER, SYMETRA, THE STANDARD, TRANSAMERICA, UNITED OF OMAHA;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-22
S63 Uniform Securities Agent State Law Examination 2000-05-17
  • S66 Uniform Combined State Law Examination
    2013-10-22
  • S63 Uniform Securities Agent State Law Examination
    2000-05-17
Other Names
  • Jason Roney

View on SEC IAPD

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