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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-08-11
TX RA APPROVED_RES 2025-08-05
  • NH RA
    APPROVED
    Since 2025-08-11
  • TX RA
    APPROVED_RES
    Since 2025-08-05

Branch Locations

160 Federal Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Waltham MA 05/2011 07/2025
J.P. Morgan Securities Llc Boston MA 07/2025 Present
Jpmorgan Chase Bank, N.A. Boston MA 07/2025 Present
  • 05/2011 → 07/2025
    New York Life Insurance Company
    Waltham, MA
  • 07/2025 → Present
    Boston, MA
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-28
S63 Uniform Securities Agent State Law Examination 2018-07-17
  • S65 Uniform Investment Adviser Law Examination
    2023-06-28
  • S63 Uniform Securities Agent State Law Examination
    2018-07-17
Other Names
  • Chuong Vu
  • Chuong H Vu

View on SEC IAPD

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