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Halen J Fairweather

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-18
TX RA APPROVED 2024-11-15
  • GA RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED
    Since 2024-11-15

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 10/2007 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2024 Present
Factset Research Systems Atlanta GA 07/2018 12/2023
Unemployed Atlanta GA 01/2024 04/2024
Bank Of America, N.A. Atlanta GA 07/2024 Present
Previous Registrations
  • 2011-09-28 → 2018-07-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newbury Park, CA
    Newport Beach, CA
    Oxnard, CA
    Los Angeles, CA
    Calabasas, CA
    Thousand Oaks, CA
    Agoura, CA
    Thousand Oaks, CA
    Mount Pleasant, SC
    Statesboro, GA
    Savannah, GA
    Savannah, GA
    Saint Simons Island, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
  • S66 Uniform Combined State Law Examination
    2024-05-28
Other Names
  • Halen James Fairweather

View on SEC IAPD

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