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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-13
TX RA APPROVED_RES 2016-05-03
IL RA APPROVED 2016-05-02
  • FL RA
    APPROVED
    Since 2021-01-13
  • TX RA
    APPROVED_RES
    Since 2016-05-03
  • IL RA
    APPROVED
    Since 2016-05-02

Branch Locations

227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States

Oakland Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 04/2016 03/2020
Ameriprise Financial Services, Llc Chicago IL 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; DNK LLC; I will own 25% as a silent non-participating owner.; Retail; 1338 W Winona St., Unit 2, Chicago, IL, 60640; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-11
  • S66 Uniform Combined State Law Examination
    2000-07-11
Other Names
  • Jamie Sutherland
  • Jamie Lee Sutherland

View on SEC IAPD

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