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Manuel Enrique Dox Millan

Parliament Capital Management, LLC

San Juan, PR

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Current Employers
Parliament Capital Management, Llc

1511 Ponce De Leon Ave. Ciudadela- Torre 1000, Suite 6A, San Juan, PR 00909 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2022-04-01
  • PR RA
    APPROVED
    Since 2022-04-01

Branch Locations

1511 Ponce De Leon Ave. Ciudadela- Torre 1000, Suite 6A, San Juan, PR 00909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa), Inc. New York NY 03/2015 05/2017
Omega Overseas Investments, Inc. San Juan PR 10/2018 11/2019
Hacienda Mireia, Llc Yauco PR 06/2017 Present
Parliament Capital Management, Llc San Juan PR 10/2020 Present
  • 03/2015 → 05/2017
    Hsbc Securities (Usa), Inc.
    New York, NY
  • 10/2018 → 11/2019
    Omega Overseas Investments, Inc.
    San Juan, PR
  • 06/2017 → Present
    Hacienda Mireia, Llc
    Yauco, PR
  • 10/2020 → Present
    San Juan, PR
Other Businesses

I am sole member and president of Hacienda Mireia, LLC, a non-investment-related limited liability company organized and existing under the laws of the Commonwealth of Puerto Rico. The physical address of the business is Bo. Rio Prieto Carr 374 km 6.0, Sector Carrizales, Yauco, PR 00698. My position is that of President, and I am the sole member of the LLC. I began the operation in June of 2017. Approximate number of hours devoted to the business range in the 8-16 hours a month, consisting of some weekend days. The nature of the business is coffee farming. My duties as President include, establishing the general strategy of the operation, and overseeing that the operation runs appropriately as day to day operations are handled by a key employee in the farm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-01
S63 Uniform Securities Agent State Law Examination 2012-08-13
  • S65 Uniform Investment Adviser Law Examination
    2022-04-01
  • S63 Uniform Securities Agent State Law Examination
    2012-08-13

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