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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-23
NV RA APPROVED 2018-02-26
  • TX RA
    APPROVED
    Since 2018-07-23
  • NV RA
    APPROVED
    Since 2018-02-26

Branch Locations

11730 W Charleston Blvd, Las Vegas, NV 89135 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

10090 W Tropicana Ave, Las Vegas, NV 89147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Las Vegas NV 05/2011 11/2016
Wells Fargo Bank, N.A. Las Vegas NV 10/2009 01/2018
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 Present
  • 05/2011 → 11/2016
    Wells Fargo Advisors Llc
    Las Vegas, NV
  • 10/2009 → 01/2018
    Wells Fargo Bank, N.A.
    Las Vegas, NV
  • 11/2016 → Present
    Las Vegas, NV
Other Businesses

RENTAL PROPERTY, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START 7/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. VEGAS RESIDENCE LEASE LLC, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP WITH SPOUSE, START 8/11/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGES RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, LAS VEGAS, NV, 100% OWNERSHIP WITH SPOUSE, START DATE 9/11/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGEMENT. RENTAL PROPERTY ALMA ; INV RELATED; LAS VEGAS, NV; RENTAL;100% OWNERSHIP; START DATE: 09/30/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-22
S63 Uniform Securities Agent State Law Examination 2011-07-21
  • S66 Uniform Combined State Law Examination
    2018-02-22
  • S63 Uniform Securities Agent State Law Examination
    2011-07-21

View on SEC IAPD

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