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Clara Luz Alicea

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-22
PR RA APPROVED 2020-02-26
  • FL RA
    APPROVED
    Since 2023-08-22
  • PR RA
    APPROVED
    Since 2020-02-26

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Painewebber Inc Hato Rey PR 02/2002 Present
Ubs Financial Services Inc. San Juan PR 01/2001 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-24
  • S66 Uniform Combined State Law Examination
    2003-01-24
Other Names
  • Clara Alicea Sonera

View on SEC IAPD

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