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Catherine Irene Fortier

LPl Financial LLC

Blue Springs, MO

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-08-25
  • MO RA
    APPROVED
    Since 2021-08-25

Branch Locations

Blue Springs, MO • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2011 04/2017
Capital Markets Iq, Llc Wilmington DE 04/2017 10/2019
Pruco Securities Llc St Louis MO 10/2019 08/2020
Fortier Financial Lee's Summit MO 04/2017 12/2017
Drawbridge Strategies Lees Summit MO 01/2018 09/2019
Drawbridge Alliances Lees Summit MO 01/2018 09/2019
Drawbridge Wealth Lees Summit MO 01/2018 10/2019
The Prudential Insurance Company Of America St. Louis MO 01/2020 08/2020
Lpl Financial San Diego CA 07/2021 Present
Unemployed Lees Summit MO 08/2020 07/2021
  • 06/2011 → 04/2017
    Edward Jones
    St. Louis, MO
  • 04/2017 → 10/2019
    Capital Markets Iq, Llc
    Wilmington, DE
  • 10/2019 → 08/2020
    Pruco Securities Llc
    St Louis, MO
  • 04/2017 → 12/2017
    Fortier Financial
    Lee's Summit, MO
  • 01/2018 → 09/2019
    Drawbridge Strategies
    Lees Summit, MO
  • 01/2018 → 09/2019
    Drawbridge Alliances
    Lees Summit, MO
  • 01/2018 → 10/2019
    Drawbridge Wealth
    Lees Summit, MO
  • 01/2020 → 08/2020
    The Prudential Insurance Company Of America
    St. Louis, MO
  • 07/2021 → Present
    Lpl Financial
    San Diego, CA
  • 08/2020 → 07/2021
    Unemployed
    Lees Summit, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-27
  • S66 Uniform Combined State Law Examination
    2011-07-27
Other Names
  • Catherine Irene Johnson
  • Catherine Irene Woods
  • Catherine Woods
  • Catherine Irene Fortier
  • Catherine Fortier

View on SEC IAPD

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