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Richard Rios

Ameriprise Financial Services, LLC

Vienna, VA

Fredericksburg, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-05
TX RA APPROVED 2024-03-04
  • VA RA
    APPROVED
    Since 2024-03-05
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

8045 Leesburg Pike Ste 500, Vienna, VA 22182 • United States

Fredericksburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Fredericksburg VA 05/2013 10/2020
Edward Jones St Louis MO 11/2020 03/2024
Ameriprise Financial Services, Llc Vienna VA 03/2024 Present
Previous Registrations
  • 2021-01-06 → 2024-03-07
    Edward Jones
    Fredericksburg, VA
    St Louis, MO
    Fredericksburg, VA
    Fredericksburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 2012-06-08
  • S66 Uniform Combined State Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    2012-06-08
Other Names
  • Richie Rios
  • Richie Rios

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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