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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-18 |
| FL | RA | APPROVED | 2021-08-11 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
220 Congress Park Drive Suite 340, Delray Beach, FL 33445 • United States
90 Park Ave 18Th Floor, New York, NY 10016 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2015 | 04/2017 |
| Northwestern Mutual Investment Services Llc | New York | NY | 01/2015 | 04/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2015 | 04/2017 |
| Mml Investors Services, Llc | Delray Beach | FL | 09/2017 | Present |
| Mass Mutual Life Insurance Company | Delray Beach | FL | 04/2017 | Present |
1) Name: Brian C. Johnston/ Lenox Advisors Inv Rel: Y, Add: 90 Park Ave, 18th Floor, New York, NY 10016 Nature: Outside Insurance Sales Position: sales/agent Start date: 05/17, No. HR/MO: 40 No. HR/MO during sec trading: 30, Describe duties: life & health. 2) Name: Iridium Wealth Advisors, Inc. Inv Rel: Y Add: At Residential Address, NATURE/DUTIES: Owner of S-Corp for Pass Through Compensation, POSITION: Owner, START DATE: 03/11/2026, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-10 |
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