Best Investors
Account
Sign in
Best Investors
Account
Sign in
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
275 3Rd Street, Los Altos, CA 94022 • United States
250 Lytton Avenue, Palo Alto, CA 94301 • United States
644-A Laurel Street, San Carlos, CA 94070 • United States
3 Embarcadero Center Suite 1350, San Francisco, CA 94111 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-28 |
| CA | RA | APPROVED | 2023-08-21 |
Branch Locations
3 Embarcadero Ctr Ste 1350, San Francisco, CA 94111 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 12/2015 | 09/2017 |
| Citigroup | San Francisco | CA | 09/2017 | 10/2019 |
| Comerica Securities(17079) | San Francisco | CA | 10/2019 | 08/2023 |
| Ameriprise Financial Services, Llc | San Francisco | CA | 08/2023 | Present |
| Fifth Third Securities | San Francisco | CA | 07/2026 | Present |
Real Estate Ownership; Lot/Land; 166 / 10 R, , Khanewal, Punjab, , PAK; Not Investment-Related; 11/17/2023. Business Ownership; DI-INC; Owner; Real Estate; 46560 fremont blvd, suite 408, , fremont, CA, 94538; Not Investment-Related; 11/07/2023; 0 hours per month; 0 during trading hours. Outside Employment; Comerica Securites In; Financial Advisor; financial advisor; 3 Embarcadero ceter, , San francisco, CA, 94111; Investment-Related; 11/11/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; DFI; Business Consulting - Provide services in the area of Employees engagement and Efficiency enhancement in small businesses like Restaurants. Doing this activity under DFI. its Sole Proprietorship only on Saturday and Sundays; 46560 Fremont Blvd, Suite 408, , fremont, CA, 94538; Not Investment-Related; 11/20/2023; 1 to 9 hours per month; 0 during trading hours / Maestro; FO2/Maestro is a cash management platform for corporate and institutional clients; 3 Embarcadero 1350, , San Francisco, CA, 94111; Investment-Related; 11/17/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-17 |
Reach out to this advisor