Marlon Kwasi Awuma

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-30
FL	RA	APPROVED	2022-05-19

TX RA
APPROVED

Since 2024-08-30
FL RA
APPROVED

Since 2022-05-19

Branch Locations

5115 Nw 43Rd St, Gainesville, FL 32606 • United States

3097 Sw College Road, Ocala, FL 34474 • United States

1900 S.W. 34 Street, Gainesville, FL 32608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Campus Usa Credit Union	Gainesville	FL	02/2011	Present
Cuna Brokerage Service, Inc.	Waverly	IA	05/2011	Present
Lpl Financial Llc	Ocala	FL	05/2022	Present

02/2011 → Present

Campus Usa Credit Union

Gainesville, FL
05/2011 → Present

Cuna Brokerage Service, Inc.

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Ocala, FL

Previous Registrations

2011-07-07 → 2022-05-24

Cuna Brokerage Services, Inc.

Ocala, FL

Jonesville, FL

The Villiages, FL

Ocala, FL

Ocala, FL

Waverly, IA

Other Businesses

1) 05-18-2022-CAMPUS USA CU- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 05/2011-160 Hours Per Month- 2) 05-18-2022-CAMPUS Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-01

S66 Uniform Combined State Law Examination

2011-07-01

Designations

View on SEC IAPD