Roberta Lewis

Current Employers

Employment History

• 02/2011 → 11/2016
  Wells Fargo Advisors Llc
  Menomonee Falls, WI
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  Menomonee Falls, WI
• 08/2019 → 06/2024
  Securities America, Inc.
  Racine, WI
• 08/2019 → 06/2024
  Securities America Advisors, Inc.
  Racine, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Racine, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Racine, WI

Previous Registrations

• 2019-08-02 → 2024-06-14
  Securities America Advisors, Inc.
  Racine, WI
• 2011-02-10 → 2019-08-07
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Menomonee Falls, WI
  Racine, WI
  Racine, WI
  Milwaukee, WI
  Milwaukee, WI
• 2005-07-06 → 2011-02-16
  Chase Investment Services Corp.
  Kenosha, WI
  Kenosha, WI
  Kenosha, WI

Other Businesses

1. DBA - Tri City Investments INSURANCE SALES POSITION: advisor NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/05/2019 ADDRESS: Tri City, 2704 Lathrop Ave, Racine WI 53405 DESCRIPTION: selling insurance and annuities to clients ADVISORY POSITION: advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 08/05/2019 ADDRESS: Tri City, 2704 Lathrop Ave, Racine WI 53405 DESCRIPTION: selling advisory accounts to clients 2. TRI CITY NATIONAL BANK POSITION: Vice President NATURE: corporation/bank INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2025 ADDRESS: 6400 S 27th Street, Oak Creek WI 53154, United States DESCRIPTION: I do not have specific duties, just the title

Exams

• S66 Uniform Combined State Law Examination
  2006-01-30
• S63 Uniform Securities Agent State Law Examination
  2000-04-24

Other Names

• Roberta Knuckles
• Roberta Mae Nicolo
• Bobbie M Lewis
• Roberta Mae Lewis
• Bobbie Perez
• Roberta Perez