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Kenneth Frederick Morgan

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
CA RA APPROVED 2021-12-21
  • TX RA
    APPROVED
    Since 2022-11-17
  • CA RA
    APPROVED
    Since 2021-12-21

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Santa Monica CA 12/2018 10/2021
Ucla Anderson Mba Program Los Angeles CA 08/2016 06/2018
Barker Pacific Group Los Angeles CA 06/2017 08/2017
Oak Coast Properties Los Angeles CA 09/2017 01/2018
Unemployed Los Angeles CA 07/2018 11/2018
J.P. Morgan Securities Llc Los Angeles CA 11/2021 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 11/2021 Present
  • 12/2018 → 10/2021
    Dimensional Fund Advisors
    Santa Monica, CA
  • 08/2016 → 06/2018
    Ucla Anderson Mba Program
    Los Angeles, CA
  • 06/2017 → 08/2017
    Barker Pacific Group
    Los Angeles, CA
  • 09/2017 → 01/2018
    Oak Coast Properties
    Los Angeles, CA
  • 07/2018 → 11/2018
    Unemployed
    Los Angeles, CA
  • 11/2021 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 2019-02-15
  • S65 Uniform Investment Adviser Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    2019-02-15
Other Names
  • Kenneth Morgan
  • Kenny Morgan

View on SEC IAPD

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