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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-08 |
| FL | RA | APPROVED | 2023-09-07 |
| MN | RA | APPROVED | 2023-09-01 |
Branch Locations
10900 Wayzata Boulevard Suite 850, Minnetonka, MN 55305 • United States
221 Main Street Suite A, Elk River, MN 55330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | St Louis Park | MN | 02/2015 | 09/2023 |
| Osaic Wealth, Inc. | Elk River | MN | 09/2023 | Present |
1. EVAN KVITTEM POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/19/2015 ADDRESS: 221 Main Street NW, Suite A, Elk River MN 55330, United States DESCRIPTION: Insurance Sales and servicing of insurance contracts for new and existing clients. Appointed with the following companies: Allianz, AXA Equitable, MetLife Investors, Ohio National Life, Lincoln Financial Group, Mutual of Omaha, Principal Financial Group, Protective, Symetra, Pacific Life, Banner, Ameritas, William Penn, Mass Mutual and Prudential. 2. EKE LLC POSITION: Vice President/Treasurer NATURE: This business is an LLC. The business facilitates the partnership structure and practice organizations for the advisors who are members. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2019 ADDRESS: 221 Main Street NW, Suite A, Elk River MN 55330, United States DESCRIPTION: In charge of the funds within the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-04 |
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