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Alison Nicole Mcguire

Pnc Wealth Management LLC

Sun City West, AZ

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-30
  • AZ RA
    APPROVED
    Since 2021-08-30

Branch Locations

19202 N R. H. Johnson Blvd, Sun City West, AZ 85375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Peoria AZ 09/2013 08/2021
Compass Bank Birmingham AL 09/2006 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 08/2013 08/2021
Bbva Wealth Solutions Inc. Peoria AZ 08/2017 08/2021
Pnc Investments Peoria AZ 08/2021 Present
  • 09/2013 → 08/2021
    Bbva Securities Inc.
    Peoria, AZ
  • 09/2006 → 08/2021
    Compass Bank
    Birmingham, AL
  • 08/2013 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2017 → 08/2021
    Bbva Wealth Solutions Inc.
    Peoria, AZ
  • 08/2021 → Present
    Pnc Investments
    Peoria, AZ
Previous Registrations
  • 2017-08-10 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Glendale, AZ
    Phoenix, AZ
    Peoria, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-28
S63 Uniform Securities Agent State Law Examination 2014-01-21
  • S65 Uniform Investment Adviser Law Examination
    2017-07-28
  • S63 Uniform Securities Agent State Law Examination
    2014-01-21
Other Names
  • Alison Nicole Kleine

View on SEC IAPD

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