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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-18 |
Branch Locations
500 Ygnacio Valley Rd Ste 270B, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | San Ramon | CA | 01/2015 | 05/2018 |
| Minnesota Life Insurance Company | St. Paul | MN | 06/2018 | 06/2018 |
| Securian Financial Services Inc | St. Paul | MN | 05/2018 | 06/2018 |
| Link-Allen & Associates | San Mateo | CA | 06/2018 | 06/2018 |
| Pruco Securities, Llc. | Walnut Creek | CA | 09/2018 | 11/2024 |
| Prudential Insurance Company Of America | Walnut Creek | CA | 10/2018 | 07/2025 |
| Lpl Enterprise, Llc | Walnut Creek | CA | 11/2024 | 07/2025 |
| Principal Life Insurance Company | Walnut Creek | CA | 07/2025 | Present |
| Principal Securities, Inc. | Walnut Creek | CA | 07/2025 | Present |
**COLDWELL BANKER KAPPEL GATEWAY REALTY POSITION: Licensed Assistant NATURE: Real Estate Sales/Broker INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 01/02/2025 ADDRESS: 750 Mason Ste, Ste 101, Vacaville CA 95688, United States DESCRIPTION: In this role, I am operating as a licensed assistant for an individual agent, Sandy Stewart, within the brokerage: Coldwell Banker Kappel Gateway Realty. I will also be helping process paperwork, attend meetings and appointments to help facilitate the cases of the agent above. **INSURANCE POSITION: Insurance Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 07/16/2025 ADDRESS: 500 Ygnacio Valley Rd, Ste 270B, Walnut Creek CA 94596, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, health, and group benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-15 |
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