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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-30 |
| CO | RA | APPROVED | 2017-11-29 |
Branch Locations
301 E Main Street, Ste 170, Buena Vista, CO 81211 • United States
Buena Vista, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Leadville | CO | 01/2014 | 11/2017 |
| Lpl Financial Llc | Leadville | CO | 11/2017 | Present |
1. 06/18/2019 - Elk Mountain Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/12/2019 - 20 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-28 |
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