Simon Whitaker

Current Employers

Employment History

• 05/2017 → 04/2018
  Capital One Investing, Llc
  Plano, TX
• 05/2017 → 04/2018
  Capital One Advisors, Llc
  Plano, TX
• 08/2016 → 04/2017
  Unemployed
  Frisco, TX
• 04/2018 → Present
  Jp Morgan Securities, Llc
  Tempe, AZ

Previous Registrations

• 2017-06-01 → 2018-04-24
  Capital One Advisors, Llc
  Plano, TX
  Mclean, VA
• 2014-01-06 → 2016-08-30
  Usaa Financial Planning Services
  Addison, TX

Other Businesses

Entity Name: Working Order Templates Investment related: No Address: Private Residence Nature of the other business: Documentation Products Position/Title/Relationship: Owner/Partner Start Date: 07/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Working Order templates is a sole proprietorship standalone business that sells editable operational templates, forms, checklists, and starter kits to small businesses. The company provides self-service documentation tools only, and does not provide consulting, investment related services, financial advice, HR compliance guidance, or any other professional services. "

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-03
• S63 Uniform Securities Agent State Law Examination
  2013-08-29

Other Names

• Simon Whitaker