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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
OH RA APPROVED 2014-10-10
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • OH RA
    APPROVED
    Since 2014-10-10

Branch Locations

4051 Erie Street Suite #1, Willoughby, OH 44094 • United States

Chagrin Falls, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Cleveland OH 07/2012 06/2020
Equitable Advisors, Llc New York NY 07/2012 Present
Other Businesses

Independent Agent Outside Fixed-Insurance Appointments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05

View on SEC IAPD

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