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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| OR | RA | APPROVED | 2025-01-24 |
Branch Locations
Columbia Business Center 9900 Sw Greenburg Rd, Suite 130, Portland, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Arvada | CO | 07/2011 | 10/2018 |
| New York Life Insurance Company | Arvada | CO | 05/2011 | 10/2018 |
| Mass Mutual Life Insurance Company | Denver | CO | 11/2018 | 10/2022 |
| Mml Investors Services, Llc | Denver | CO | 12/2018 | 10/2022 |
| Tiaa | Portland | OR | 10/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Portland | OR | 10/2022 | Present |
SOLE PROPRIETOR - PHOTOGRAPHY POSITION: Owner NATURE: Photography, editing and printing services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: Home Address, Parker CO 80134, United States DESCRIPTION: Owner Operator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-15 |
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