Russell G Baker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-10-19

TX RA
APPROVED

Since 2020-10-19

Branch Locations

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing, Llc	Seattle	WA	06/2016	07/2017
Edward Jones	St.LOuis	MO	07/2017	10/2020
Lpl Financial Llc	Southlake	TX	10/2020	Present

06/2016 → 07/2017

Capital One Investing, Llc

Seattle, WA
07/2017 → 10/2020

Edward Jones

St.LOuis, MO
10/2020 → Present

Lpl Financial Llc

Southlake, TX

Previous Registrations

2017-07-21 → 2020-10-21

Edward Jones

Keller, TX

Keller, TX
2016-06-17 → 2017-07-18

Capital One Advisors, Llc

Mclean, VA
2014-12-18 → 2016-06-02

Raymond James Financial Services Advisors, Inc

Watauga, TX
2012-09-18 → 2014-12-22

Lpl Financial Llc

Flower Mound, TX

Irving, TX

Grapevine, TX

Flower Mound, TX

Watauga, TX

Grapevin, TX

Other Businesses

1. 10/19/2020 - ENVISION WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 10/19/2020 - Time Spent 100%. 2. 10/19/2020 - ENVISION FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 10/19/2020 - Time Spent 100%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-17

S66 Uniform Combined State Law Examination

2012-09-17

Other Names

Russell George Baker
Russell Baker
Russell George Baker
Russell G Baker

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