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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

2241 E Continental Blvd Ste.140, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 04/2011 09/2020
Pineider, Ford & Associates, Pllc Southlake TX 01/2021 09/2022
Unemployed Grapevine TX 10/2020 12/2020
Avantax Investment Services Inc. Grapevine TX 09/2022 09/2025
Avantax Advisory Services Grapevine TX 09/2022 09/2025
Pineider, Ford & Associates Pllc Southlake TX 01/2021 Present
Avantax Insurance Agency And/Or Avantax Insurance Services. Southlake TX 05/2025 09/2025
Cetera Wealth Services, Llc Southlake TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2011 → 09/2020
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 01/2021 → 09/2022
    Pineider, Ford & Associates, Pllc
    Southlake, TX
  • 10/2020 → 12/2020
    Unemployed
    Grapevine, TX
  • 09/2022 → 09/2025
    Avantax Investment Services Inc.
    Grapevine, TX
  • 09/2022 → 09/2025
    Avantax Advisory Services
    Grapevine, TX
  • 01/2021 → Present
    Pineider, Ford & Associates Pllc
    Southlake, TX
  • 05/2025 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services.
    Southlake, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Southlake, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-09-08 → 2025-09-05
    Avantax Advisory Services
    Grapevine, TX
    Southlake, TX
    Dallas, TX
Other Businesses

1) PINEIDER, FORD & ASSOCIATES PLLC; POSITION: Associate NATURE: I work at an accounting firm that provides tax compliance, tax planning, tax preparation, bookkeeping and other accounting related services. INVESTMENT RELATED: No NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 130 START DATE: 01/06/2021 ADDRESS: 2241 E Continental, Suite 140, Southlake TX 76092, US; I prepare and review tax returns. I meet with new and ongoing clients to help understand how we can better meet there needs. I meet with staff in order to help them understand regulatory changes and how we can improve the client experience as well as be more proficient in what we do on a daily basis. I work to modernize the firm and improve processes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-22
  • S63 Uniform Securities Agent State Law Examination
    2011-07-22
Designations
Other Names
  • Nikolas Pineider
  • Nik Paul Pineider
  • Nikolas P Pineider
  • Nik Pineider
  • Nik P Pineider

View on SEC IAPD

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