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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-20 |
| TX | RA | APPROVED_RES | 2024-08-19 |
Branch Locations
1211 Newell Ave, Ste 230, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Roseville | CA | 04/2011 | 12/2016 |
| Bank Of America, N.A | Roseville | CA | 08/2012 | 12/2016 |
| Commonwealth Financial Network | San Diego | CA | 01/2017 | 08/2024 |
| Lpl Financial Llc | San Ramon | CA | 08/2024 | Present |
1.08/19/2025; 17 Mile Drive Accountancy; Tax Prep/Accounting/CPA; Investment Related; ; Start Date 07/28/2025; 15hrs/mth; 1hrs during trading 2.11/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 17 Mile Drive / Edward P Caballero LLC; Investment Related; at Reported Business Location(s); Start Date 11/11/2025; 10hrs/mth; 5hrs during trading 3.12/01/2025; EDWARD CABALLERO; Real Estate Rental; Investment Related; 2578 Oak Road Unit 215 Walnut Creek,Ca; Start Date 11/24/2025; 1hrs/mth; 0hrs during trading 4.12/16/2025; 17 Mile Drive Accountancy; Tax Prep/Accounting/CPA; Investment Related; 1211 Newell Ave Suite 230 Walnut Creek,Ca; Start Date 12/01/2025; 15hrs/mth; 1hrs during trading 5.04/13/2026; Clifton and Associates; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/08/2026; 4hrs/mth; 0hrs during trading 6.04/29/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fidmont Financial Group; Investment Related; at Reported Business Location(s); Start Date 04/10/2026; 160hrs/mth; 80hrs during trading 7.05/18/2026; Fidmont Tax; Business Owner; Not Investment Related; Walnut Creek,CA; Start Date 04/24/2026; 10hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-21 |
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