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Edward P Caballero

LPl Financial LLC

Walnut Creek, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-20
TX RA APPROVED_RES 2024-08-19
  • CA RA
    APPROVED
    Since 2024-08-20
  • TX RA
    APPROVED_RES
    Since 2024-08-19

Branch Locations

1211 Newell Ave, Ste 230, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Roseville CA 04/2011 12/2016
Bank Of America, N.A Roseville CA 08/2012 12/2016
Commonwealth Financial Network San Diego CA 01/2017 08/2024
Lpl Financial Llc San Ramon CA 08/2024 Present
  • 04/2011 → 12/2016
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Roseville, CA
  • 08/2012 → 12/2016
    Bank Of America, N.A
    Roseville, CA
  • 01/2017 → 08/2024
    San Diego, CA
  • 08/2024 → Present
    San Ramon, CA
Previous Registrations
Other Businesses

1.08/19/2025; 17 Mile Drive Accountancy; Tax Prep/Accounting/CPA; Investment Related; ; Start Date 07/28/2025; 15hrs/mth; 1hrs during trading 2.11/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 17 Mile Drive / Edward P Caballero LLC; Investment Related; at Reported Business Location(s); Start Date 11/11/2025; 10hrs/mth; 5hrs during trading 3.12/01/2025; EDWARD CABALLERO; Real Estate Rental; Investment Related; 2578 Oak Road Unit 215 Walnut Creek,Ca; Start Date 11/24/2025; 1hrs/mth; 0hrs during trading 4.12/16/2025; 17 Mile Drive Accountancy; Tax Prep/Accounting/CPA; Investment Related; 1211 Newell Ave Suite 230 Walnut Creek,Ca; Start Date 12/01/2025; 15hrs/mth; 1hrs during trading 5.04/13/2026; Clifton and Associates; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/08/2026; 4hrs/mth; 0hrs during trading 6.04/29/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fidmont Financial Group; Investment Related; at Reported Business Location(s); Start Date 04/10/2026; 160hrs/mth; 80hrs during trading 7.05/18/2026; Fidmont Tax; Business Owner; Not Investment Related; Walnut Creek,CA; Start Date 04/24/2026; 10hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-21
  • S66 Uniform Combined State Law Examination
    2012-06-21
Designations
Other Names
  • Edward Caballero

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