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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 07/2004 | 07/2019 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 05/2022 | Present |
| Frontier Airlines | Denver | CO | 01/2020 | 04/2022 |
| Unemployed | Castle Rock | CO | 08/2019 | 01/2020 |
| Charles Schwab Bank Ssb | Lone Tree | CO | 08/2024 | Present |
1) Uber | Investment Related:No|Travel/Transportation/Tourism|Contract Driver|10/30/2017|More than 40|0|Picking up/Dropping off passengers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-06 |
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