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Carrie Lind

Raymond James & Associates, Inc.

Chicago, IL

Lake Zurich, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
IL RA APPROVED 2015-09-11
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • IL RA
    APPROVED
    Since 2015-09-11

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Lake Zurich, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chicago IL 09/2015 Present
  • 09/2015 → Present
    Raymond James & Associates
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-23
S63 Uniform Securities Agent State Law Examination 2011-08-27
  • S65 Uniform Investment Adviser Law Examination
    2012-08-23
  • S63 Uniform Securities Agent State Law Examination
    2011-08-27
Designations
Other Names
  • Carrie Haney
  • Carrie Lind

View on SEC IAPD

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