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1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-15 |
Branch Locations
103 Tillinghast Turn, Scotch Plains, NJ 07076 • United States
1065 Andrew Drive, West Chester, PA 19380 • United States
137 North Second Street, Easton, PA 18042 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-17 |
Branch Locations
137 North Second Street, Easton, PA 18042 • United States
103 Tillinghast Turn, Scotch Plains, NJ 07076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westfield | NJ | 04/2011 | 02/2026 |
| Iam Advisory Llc | Scotch Plains | NJ | 02/2026 | Present |
| Wealthcare Advisory Partners Llc | Scotch Plains | NJ | 07/2026 | Present |
1) On a temporary and transitional basis, Spencer Fried will be dually registered as an investment advisor representative with IAM Advisory LLC ("IAM") and Wealthcare Advisory Partners LLC ("WCAP"). IAM and WCAP are not affiliated entities. Following the transition of clients from IAM to WCAP, this dual affiliation will cease.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-14 |
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