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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-07-02 |
| TX | RA | APPROVED | 2020-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Houston | TX | 05/2011 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2011 | 07/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 07/2020 |
| Integrated Wealth Concepts, Llc | Waltham | MA | 07/2020 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 10/07/2021 - TCWMA LLC - Not Investment Related - 8906 Skipping Stone Court Houston TX 77064 - Business Entity For Tax/Investment Purposes Only - Start Date: 10/07/2021 - 200 Hours Per Month/160 Hours During Securities Trading. 3. 1/1/1970 - TEER BURKS TEER - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 1/1/1970 -0 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-24 |
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