Ronni Shonte Andrews

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-18
CA	RA	APPROVED	2022-06-30

TX RA
APPROVED

Since 2022-07-18
CA RA
APPROVED

Since 2022-06-30

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Walnut Creek	CA	06/2015	06/2021
Rbc Capital Markets, Llc	Walnut Creek	CA	06/2021	04/2022
Morgan Stanley Smith Barney Llc	Pleasanton	CA	04/2022	Present

06/2015 → 06/2021

Morgan Stanley Smith Barney Llc

Walnut Creek, CA
06/2021 → 04/2022

Rbc Capital Markets, Llc

Walnut Creek, CA
04/2022 → Present

Morgan Stanley Smith Barney Llc

Pleasanton, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-29
S63	Uniform Securities Agent State Law Examination	2020-11-10

S66 Uniform Combined State Law Examination

2022-06-29
S63 Uniform Securities Agent State Law Examination

2020-11-10

Other Names

Ronni Shonte Asoau

View on SEC IAPD

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