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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-14 |
| WV | RA | APPROVED | 2020-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Clarksburg | WV | 09/2012 | 01/2019 |
| Bb&T Investment Services, Inc. | Clarksburg | WV | 09/2012 | 01/2019 |
| Bb&T Securities, Llc | Clarksburg | WV | 01/2018 | 01/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | 02/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgeport | WV | 05/2020 | Present |
| Unemployed | Clarksburg | WV | 03/2020 | 04/2020 |
| Bank Of America, N.A. | Bridgeport | WV | 06/2020 | Present |
Name of other Business: JC3 LLC Investment related (yes or no): no Business address (City, State): 612 W. Milford St. Clarksburg, WV. 26301 Nature of business: Real Estate Position/title: Owner Relationship with business: Owner Start date of relationship: 2018 Number of hours a month devoted to business: 1 Number of hours during securities trading hours devoted to business:0 Description of duties: This is just a shell with no current holdings at this time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-11 |
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