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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
VA RA APPROVED 2016-01-07
  • TX RA
    APPROVED
    Since 2021-08-02
  • VA RA
    APPROVED
    Since 2016-01-07

Branch Locations

4030 Quarles Ct, Harrisonburg, VA 22801-8716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 07/2015 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Previous Registrations
  • 2013-05-14 → 2015-12-18
    Rogers Financial
    Harrisonburg, PA
Other Businesses

Business Ownership; Josh Kyger DBA Josh Kyger; Oversee operations; Agriculture; 5109 CC Turner Trail, , Timberville, VA, 22853; Not Investment-Related; 05/15/2020; 10 to 19 hours per month; 0 during trading hours / 11thour; Owner; Manage Ameriprise Business; 4030 Quarles Ct, , Harrisonburg, VA, 22801; Investment-Related; 12/19/2024; 40 to 59 hours per month; 40 to 59 during trading hours / Bluestone Advisors, LLC; Member; Bluestone advisors is an LLC that facilitates the rental and shared overhead expenses of 4030 Quarles Ct. The LLC does not produce or sell anything; it is simply formed to facilitate the payment of rent and shared offices expenses of three Ameriprise Franchises.; 4030 Quarles Ct, , Harrisonburg, VA, 22801; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; 11thour; Owner; Manage advisory business; 4030 Quarles Ct, , Harrisonburg, VA, 22801; Investment-Related; 01/22/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Kyger Insurance Consulting Services; Working with Ameriprise advisors other than my franchise advisor to implement insurance solutions within their client base.; 772 Patterson Mill Rd, , Grottoes, VA, 24441; Investment-Related; 03/04/2021; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-13
S63 Uniform Securities Agent State Law Examination 2013-02-04
  • S65 Uniform Investment Adviser Law Examination
    2013-05-13
  • S63 Uniform Securities Agent State Law Examination
    2013-02-04
Designations

View on SEC IAPD

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