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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-05 |
| MS | RA | APPROVED | 2019-10-07 |
Branch Locations
307A West Pine St, Hattiesburg, MS 39401-3829 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Jackson | MS | 12/2013 | 06/2019 |
| Cetera Investment Advisers Llc | Hattiesburg | MS | 06/2019 | 07/2019 |
| First Bank | Hattiesburg | MS | 06/2019 | 07/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 07/2019 |
| Lpl Financial Llc | Hattiesburg | MS | 10/2019 | Present |
DBA for LPL Business (entity for LPL business)- DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2019 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-13 |
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