Dennis David Karjala

Current Employers

Tkg Financial Llc

Tampa, FL • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
FL	RA	APP_PEND_IARCE	2026-01-01
WA	RA	APPROVED	2021-12-09

CA RA
APP_PEND_IARCE

Since 2026-01-01
FL RA
APP_PEND_IARCE

Since 2026-01-01
WA RA
APPROVED

Since 2021-12-09

Branch Locations

Tampa, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Tacoma	WA	02/2015	11/2019
Lpl Financial, Llc	Gig Harbor	WA	12/2019	10/2021
Tkg Financial Llc	Tampa	FL	11/2021	Present
Instacart	Gig Harbor	WA	08/2020	12/2023

02/2015 → 11/2019

Wells Fargo Advisors Financial Network, Llc

Tacoma, WA
12/2019 → 10/2021

Lpl Financial, Llc

Gig Harbor, WA
11/2021 → Present

Tkg Financial Llc

Tampa, FL
08/2020 → 12/2023

Instacart

Gig Harbor, WA

Previous Registrations

2019-12-18 → 2021-11-26

Lpl Financial Llc

Gig Harbor, WA

Portland, OR

Gig Harbor, WA
2015-02-13 → 2019-11-25

Wells Fargo Advisors Financial Network, Llc

Tacoma, WA
2011-08-15 → 2015-02-13

Wells Fargo Clearing Services, Llc

Seattle, WA

Tacoma, WA

Other Businesses

INSURANCE AGENT; INVESTMENT RELATED; START DATE 10/2011; NO TIME DEVOTED TO THIS ACTIVITY AS HE WILL NOT BE ACTIVELY SELLING INSURANCE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-12

S66 Uniform Combined State Law Examination

2011-08-12

View on SEC IAPD