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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-09-26 |
| TX | RA | APPROVED | 2014-04-04 |
| NJ | RA | APPROVED | 2014-03-11 |
Branch Locations
1100-1800 American Blvd, Pennington, NJ 08534 • United States
2 Pine St, New Canaan, CT 06840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2011 | Present |
I*504231 Entity Type: N/A Name of OBA: J W Address: Philadelphia, Pennsylvania, 19146 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/01/2018 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-05 |
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