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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-09-26
TX RA APPROVED 2014-04-04
NJ RA APPROVED 2014-03-11
  • CT RA
    APPROVED
    Since 2018-09-26
  • TX RA
    APPROVED
    Since 2014-04-04
  • NJ RA
    APPROVED
    Since 2014-03-11

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

2 Pine St, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2011 Present
Other Businesses

I*504231 Entity Type: N/A Name of OBA: J W Address: Philadelphia, Pennsylvania, 19146 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/01/2018 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-05
  • S66 Uniform Combined State Law Examination
    2014-03-05
Other Names
  • Jeffrey Robert Wiedmann

View on SEC IAPD

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