Pamela Jeanne Romano

Current Employers

N.N.A.I.A

6900 Jericho Turnpike Suite 300, Syosset, NY 11791 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-13
NJ	RA	APPROVED	2013-04-01

NY RA
APPROVED

Since 2021-06-13
NJ RA
APPROVED

Since 2013-04-01

Branch Locations

6900 Jericho Turnpike Suite 300, Syosset, NY 11791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Innovative Planning	Syosset	NY	02/2010	Present
N.N.A.I.A.	Syosset	NY	09/2012	Present
Aerlingus	Jericho	NY	07/2018	Present

02/2010 → Present

Innovative Planning

Syosset, NY
09/2012 → Present

N.N.A.I.A.

Syosset, NY
07/2018 → Present

Aerlingus

Jericho, NY

Other Businesses

1.) INDEPENDENT CAPTIVE ASSOCIATES, 300 S. OYSTER BAY ROAD, SYOSSET, NY 11791. THIS ORGANIZATION SETS UP CAPTIVE INSURANCE COMPANIES WHICH CAN INCLUDE LIFE, PROPERTY AND CASUALTY INSURANCE HEALTH INSURANCE AND/OR ADVISORY PRODUCTS. NOT INVESTMENT RELATED, 60% OF TIME DEVOTED TO THIS BUSINESS. ALL OF THIS TIME IS DURING SECURITIES TRADING HOURS. PAMELA HAS ADMINISTRATIVE RESPONSIBILITY AND HELPS TO FACILITATE THE CREATION OF THE CAPITVE ORGANIZATION. 2.) NAME OF BUSINESS: AERLINGUS-300 JERICHO QUADRANGLE, STE. 130, JERICHO, NY 11753 (MAIN OFFICE)-PAM WORKS FROM HOME. START DATE-7/16/18. NATURE OF BUSINESS-AIRLINE/TRAVEL, POSITION-GUEST SERVICES. NOT INVESTMENT-RELATED. 80 HOURS WORKED PER MONTH-0 DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-06

S65 Uniform Investment Adviser Law Examination

2012-11-06

Other Names

Pamela Jeanne Tucciarone
Pamela Jeanne Tucciarone

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