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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-20 |
Branch Locations
Studio City, CA • United States
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aristotle Capital Management, Llc | Los Angeles | CA | 04/2016 | 10/2024 |
| Imst Distributors, Llc | Los Angeles | CA | 12/2017 | 10/2023 |
| Foreside Financial Services, Llc | Los Angeles | CA | 10/2023 | 10/2024 |
| Vp Distributors, Llc | Los Angeles | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-30 |
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