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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-27 |
| RI | RA | APPROVED | 2016-04-29 |
Branch Locations
1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States
3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States
Barrington, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 03/2016 | Present |
I*984326 Entity Type: For Profit Name of outside business organization: Dana Interior Design DBF Investment related: No Address of business: Barrington, Rhode Island 08206 Position, title, association: Spouse of business owner Start date of relationship: 9/6/2022Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: As the spouse of the sole proprietor of the business, which has no other employees, I have been listed for emergency purposes on the business checking account and line of credit. I*2173301 Entity Type: Charitable Name of OBA: St Martin's Episcopal Church Address: Providence, Rhode Island, 2906 Investment Related: No Position, Title, Association: Board Member, Officer Employee Start Date: 01/25/2026 Number of Hours: 25, Monthly Number of Hours during trading: 0 Duties: Religious and charitable I am presently a Vestry (Board) member (approved previously by Supervision). I have been asked to stand for election for the Senior Warden role (Chair of the Board). Official election date is January 25 2026. See attached Job Description that outlines the Senior Warden's responsibilities for St Martin's.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-03 |
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