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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-17 |
| NJ | RA | APPROVED | 2011-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Summit | NJ | 04/2011 | Present |
| Bank Of America, N.A. | Summit | NJ | 07/2011 | Present |
I*762247 For profit or not for profit: Entity For Profit Name of outside business organization: Major League Soccer, L.L.C. Investment related: N Address of business: New York, New York, 10018-0223 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 3/15/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , occasionally observing and reporting on soccer matches on a per diem basis. the time committed will be in evenings or weekends and won't happen during "normal business hours". I*44545 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRANK LOSQUADRO/VERIZON FIOS INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW JERSEY 7432 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, I PROVIDE COLOR COMMENTARY ON PROFESSIONAL, COLLEG START DATE OF RELATIONSHIP: 3/25/1995 NUMBER OF HOURS DEVOTED: 90 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I PROVIDE COLOR COMMENTARY ON PROFESSIONAL, COLLEGIATE AND HIGH SCHOOL SOCCER MATCHES ON TELEVISION AND HAVE BEEN SINCE 1995 I*800243 For profit or not for profit: Entity For Profit Name of outside business organization: Professional Referee Organization Investment related: N Address of business: New York, New York, 10018 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 4/9/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , The responsibilities are watching recorded soccer games and observing the referees. The games will be viewed from my own home on my own time on weekends, and occasionally I will report back to the referees with my observations and feedback.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-14 |
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