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Susan Erin Lubeck

Captrust

Lone Tree, CO

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-01
  • CO RA
    APPROVED
    Since 2024-07-01

Branch Locations

9892 Rosemont Ave. Suite 100, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 06/2017 07/2019
Synchrony Financial (Ge Capital Spin Off) Denver CO 04/2013 06/2017
Principal Securities Inc Denver CO 08/2019 06/2024
Principal Life Insurance Company Denver CO 07/2019 06/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 06/2024 Present
  • 06/2017 → 07/2019
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 04/2013 → 06/2017
    Synchrony Financial (Ge Capital Spin Off)
    Denver, CO
  • 08/2019 → 06/2024
    Principal Securities Inc
    Denver, CO
  • 07/2019 → 06/2024
    Principal Life Insurance Company
    Denver, CO
  • 06/2024 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Other Businesses

Rental Property; Not Investment Related; Denver, CO; Owner; Rental property; Start Date: 04/01/2018; 2 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-10
S63 Uniform Securities Agent State Law Examination 2017-06-29
  • S65 Uniform Investment Adviser Law Examination
    2019-09-10
  • S63 Uniform Securities Agent State Law Examination
    2017-06-29
Designations
Other Names
  • Susan Erin Monheit
  • Susan Erin Monheit

View on SEC IAPD

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Other Investors

SHALINI J. MAYL
KYLE SMITH
BRIANNA MARIE MATHIS
JESSICA DIEM HUYNH CURTIS
ANDRINA UPTMORE
ALYSSA ARMIDA EVANS
JARON CAPPOS
ANDREW KIM

Other Offices

STRATEGIC ADVISERS LLC · LONE TREE, CO
LPL FINANCIAL LLC · CENTENNIAL, CO
STRATEGIC ADVISERS LLC · CENTENNIAL, CO
LPL ENTERPRISE, LLC · ENGLEWOOD, CO
PALLER FINANCIAL SERVICES, INC. · CENTENNIAL, CO
OSAIC ADVISORY SERVICES, LLC · Centennial, CO
ELIASON WEALTH MANAGEMENT LLC · CENTENNIAL, CO
PLANPILOT · Centennial, CO

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