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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-17 |
| AZ | RA | APPROVED | 2026-08-14 |
| AR | RA | APPROVED | 2026-08-14 |
| CA | RA | APPROVED | 2026-08-14 |
| KS | RA | APPROVED | 2026-08-14 |
| MO | RA | APPROVED | 2026-08-14 |
| MT | RA | APPROVED | 2026-08-14 |
| NC | RA | APPROVED | 2026-08-14 |
| TX | RA | APPROVED | 2026-08-14 |
| OK | RA | APPROVED | 2026-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Tulsa | OK | 06/2011 | 06/2026 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2011 | 06/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 06/2026 |
| Park Avenue Securities | Tulsa | OK | 07/2026 | Present |
| Guardian Life Insurance Company Of America | Tulsa | OK | 07/2026 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) OFFICIATE FUNERALS AND WEDDINGS, 1604 W FORT WORTH ST, BROKEN ARROW, , OKLAHOMA, 74012, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/21/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I OFFICIATE FUNERALS AND WEDDINGS 3) OWNER, DARES GREATLY LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/8/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-12 |
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