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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-06
IN RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2018-07-06
  • IN RA
    APPROVED
    Since 2008-01-01

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Valparaiso, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Merrillville IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Merrillville IN 11/2016 Present
Previous Registrations
  • 2000-09-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Merrillville, IN
    St. Louis, MO
    Merrillville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-07
  • S66 Uniform Combined State Law Examination
    2000-07-07

View on SEC IAPD

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