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Andre A Campbell

Td Private Client Wealth LLC

New York, NY

New York, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-02-05
PA RA APPROVED 2024-10-08
FL RA APPROVED 2024-03-25
CT RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-12
NJ RA APPROVED 2020-11-04
  • RI RA
    APPROVED
    Since 2026-02-05
  • PA RA
    APPROVED
    Since 2024-10-08
  • FL RA
    APPROVED
    Since 2024-03-25
  • CT RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-12
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

2 Wall Street, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. New York NY 12/2013 08/2020
Td Private Client Wealth Llc New York NY 07/2020 Present
Td Bank N.A. New York NY 08/2020 Present
  • 12/2013 → 08/2020
    Td Bank N.A.
    New York, NY
  • 07/2020 → Present
    Td Private Client Wealth Llc
    New York, NY
  • 08/2020 → Present
    Td Bank N.A.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-26
S65 Uniform Investment Adviser Law Examination 2020-11-02
  • S63 Uniform Securities Agent State Law Examination
    2025-11-26
  • S65 Uniform Investment Adviser Law Examination
    2020-11-02
Other Names
  • Andre Aubyn Campbell
  • Andre Campbell
  • Andre A Campbell

View on SEC IAPD

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