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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-22
  • VA RA
    APPROVED
    Since 2024-03-22

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

101 E Main Street, Suite 103, Berryville, VA 22611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Richmond VA 02/2013 11/2016
Wells Fargo Bank Na Richmond VA 02/2013 10/2017
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 10/2017
Edward Jones St.LOuis MO 10/2017 03/2024
Newedge Securities Inc Pittsburgh PA 03/2024 Present
Newedge Advisors New Orleans LA 03/2024 Present
  • 02/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Richmond, VA
  • 02/2013 → 10/2017
    Wells Fargo Bank Na
    Richmond, VA
  • 11/2016 → 10/2017
    Richmond, VA
  • 10/2017 → 03/2024
    St.LOuis, MO
  • 03/2024 → Present
    Newedge Securities Inc
    Pittsburgh, PA
  • 03/2024 → Present
    New Orleans, LA
Previous Registrations
  • 2017-11-07 → 2024-04-03
    Berryville, VA
  • 2013-03-22 → 2017-11-07
    Raleigh, NC
    Raleigh, NC
    North Chesterfield, VA
    Richmond, VA
    Raleigh, NC
    Raleigh, NC
    Wilmington, NC
    Raleigh, NC
  • 2011-11-15 → 2013-02-15
    Midlothian, VA
    St Louis, MO
  • 2011-08-01 → 2011-08-31
    Maryland Heights, MO
    Maryland Heights, MO
Other Businesses

1. Middlebrook Wealth - dba for Investment Advisory Business through NEA* Yes Invest*Berryville, VA*Registered Investment Advisor*3/22/2024*Financial Advisor*Financial Advisor to clients*160 Hrs/0 Nontrading. 2. Golden Hollow, LLC - 101 E. Main St, STE 103, Berryville, VA 22611 -Financial Advisor - DBA Middlebrook Wealth - Financial Advisor - LLC - Financial Advisor working with clients - 160 hours per month are devoted to this activity - Golden Hollow LLC is a Partnership with Seth Liskey - Salary generated from revenue. 3.Barns of Rose Hill*No Invest*Berryville, VA *Local non-profit for the arts*1/1/22*Board Member*Board Member, also on Budget, Finance, & Investment Committee and the Development Committee*0 hrs/5Non Trade

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2011-07-29

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