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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-22 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
101 E Main Street, Suite 103, Berryville, VA 22611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Richmond | VA | 02/2013 | 11/2016 |
| Wells Fargo Bank Na | Richmond | VA | 02/2013 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 10/2017 |
| Edward Jones | St.LOuis | MO | 10/2017 | 03/2024 |
| Newedge Securities Inc | Pittsburgh | PA | 03/2024 | Present |
| Newedge Advisors | New Orleans | LA | 03/2024 | Present |
1. Middlebrook Wealth - dba for Investment Advisory Business through NEA* Yes Invest*Berryville, VA*Registered Investment Advisor*3/22/2024*Financial Advisor*Financial Advisor to clients*160 Hrs/0 Nontrading. 2. Golden Hollow, LLC - 101 E. Main St, STE 103, Berryville, VA 22611 -Financial Advisor - DBA Middlebrook Wealth - Financial Advisor - LLC - Financial Advisor working with clients - 160 hours per month are devoted to this activity - Golden Hollow LLC is a Partnership with Seth Liskey - Salary generated from revenue. 3.Barns of Rose Hill*No Invest*Berryville, VA *Local non-profit for the arts*1/1/22*Board Member*Board Member, also on Budget, Finance, & Investment Committee and the Development Committee*0 hrs/5Non Trade
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-29 |
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