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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-15
OK RA APPROVED 2016-05-17
  • TX RA
    APPROVED_RES
    Since 2016-06-15
  • OK RA
    APPROVED
    Since 2016-05-17

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broken Arrow OK 05/2016 Present
Bank Of America, N.A. Broken Arrow OK 05/2016 Present
Previous Registrations
  • 2011-06-14 → 2014-07-23
    Maryland Heights, MO
    Maryland Heights, MO
    Catoosa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-10
  • S66 Uniform Combined State Law Examination
    2011-06-10

View on SEC IAPD

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