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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-14 |
| PA | RA | APPROVED | 2011-06-28 |
Branch Locations
110 N Duke St, Lancaster, PA 17602 • United States
Lancaster, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. | Lancaster | PA | 04/2011 | Present |
| Bank Of America, N.A. | Lancaster | PA | 07/2011 | Present |
I*72571 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIVE SPRINGS FARM DBO THE FARM AT EAGLES RIDGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 465 LONG LANE, LANCASTER, PENNSYLVANIA 17603 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/4/2014 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A WEDDING AND EVENT VENUE. MY FIANCE AND HER SISTER OWN THE BUSINESS. MY ROLE IS LIMITED TO A FEW HOURS PER WEEK APRIL - NOVEMBER EACH YEAR FOR PARKING AND CLEANING SERVICES. I*1304269 For profit or not for profit: Entity Charitable Name of outside business organization: Lancaster Country Club Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Director"], Start date of relationship: 5/30/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Provide scholarships to LCC employees and family members of LCC employees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-27 |
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