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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-14
PA RA APPROVED 2011-06-28
  • TX RA
    APPROVED_RES
    Since 2019-05-14
  • PA RA
    APPROVED
    Since 2011-06-28

Branch Locations

110 N Duke St, Lancaster, PA 17602 • United States

Lancaster, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. Lancaster PA 04/2011 Present
Bank Of America, N.A. Lancaster PA 07/2011 Present
  • 04/2011 → Present
    Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.
    Lancaster, PA
  • 07/2011 → Present
    Bank Of America, N.A.
    Lancaster, PA
Other Businesses

I*72571 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIVE SPRINGS FARM DBO THE FARM AT EAGLES RIDGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 465 LONG LANE, LANCASTER, PENNSYLVANIA 17603 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/4/2014 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A WEDDING AND EVENT VENUE. MY FIANCE AND HER SISTER OWN THE BUSINESS. MY ROLE IS LIMITED TO A FEW HOURS PER WEEK APRIL - NOVEMBER EACH YEAR FOR PARKING AND CLEANING SERVICES. I*1304269 For profit or not for profit: Entity Charitable Name of outside business organization: Lancaster Country Club Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Director"], Start date of relationship: 5/30/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Provide scholarships to LCC employees and family members of LCC employees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-27
  • S66 Uniform Combined State Law Examination
    2011-06-27
Other Names
  • Ian Jacob Montgomery

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