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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
  • TX RA
    APPROVED
    Since 2025-06-03

Branch Locations

Celina, TX • United States

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 11/2013 Present
Tiaa Frisco TX 11/2013 Present
Other Businesses

T TIME GETAWAY, LLC POSITION: 50% owner with spouse NATURE: Will be mainly used for nightly rentals and will be managed by a local property management company in Branson, Grand Welcome Property Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 1081 Golf Drive Unit 5 Bldg 5, Branson West MO 65737, United States DESCRIPTION: A condo located in Branson, MO that will be mainly used for short term nightly rentals and will be managed by a local property management company in Branson, MO, Grand Welcome Property Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-15
S63 Uniform Securities Agent State Law Examination 2014-02-15
  • S66 Uniform Combined State Law Examination
    2018-06-15
  • S63 Uniform Securities Agent State Law Examination
    2014-02-15

View on SEC IAPD

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