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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-06-15
  • MD RA
    APPROVED
    Since 2015-06-15

Branch Locations

Stevenson, MD • United States

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Hunt Valley MD 03/2011 Present
Mml Investor Services Llc Hunt Valley MD 04/2011 Present
  • 03/2011 → Present
    Massmutual Life Insurance Company
    Hunt Valley, MD
  • 04/2011 → Present
    Mml Investor Services Llc
    Hunt Valley, MD
Other Businesses

1) NAME: BAY COUNTRY CONSULTING, INV REL: Y ADDR:11350 MCCORMICK RD EP IV STE 200 HUNT VALLEY MD 21031 NATURE: BUSINESS PROCESSING, POSITION: OWNER/OTHER START:10/1/2018 NO HR/MO:80 NO HR/MO DUR TRADING:80.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-31
  • S66 Uniform Combined State Law Examination
    2011-10-31

View on SEC IAPD

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