Best Investors Account Sign in

Michael J. Regan

Mml Investors Services, LLC

Southfield, MI

Alanson, MI

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
MI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • MI RA
    APPROVED
    Since 2017-03-25

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Alanson, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Livonia MI 09/2012 03/2017
Mass Mutual Life Insurance Company Southfield MI 07/2016 Present
Mml Investors Services Southfield MI 03/2017 Present
  • 09/2012 → 03/2017
    Metlife Securities Inc
    Livonia, MI
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Southfield, MI
  • 03/2017 → Present
    Mml Investors Services
    Southfield, MI
Previous Registrations
  • 2013-01-29 → 2017-03-25
    Msi Financial Services, Inc.
    Livonia, MI
    Broadview Hts, OH
    Livonia, MI
    Troy, MI
    Southfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-07
S63 Uniform Securities Agent State Law Examination 2011-07-05
  • S65 Uniform Investment Adviser Law Examination
    2012-12-07
  • S63 Uniform Securities Agent State Law Examination
    2011-07-05
Other Names
  • Mike Regan
  • Michael John Regan

View on SEC IAPD

Other Firms

CORECAP ADVISORS
EAGLE STRATEGIES LLC
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
M.A. GLOBAL INVESTMENT ADVISOR, LLC
LPL ENTERPRISE, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EQUITABLE ADVISORS, LLC

Other Investors

NORMAN MILTON BALD
Jeffrey C Jones
Erin Michelle Hoestje
BRADLEY Dennis CLARK
Steven Wilbourn
Avery Reese Markos
Ryan Christopher Smith
Whitney Lynn House

Other Offices

CORECAP ADVISORS · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
J.P. MORGAN SECURITIES LLC · SOUTHFIELD, MI
CETERA INVESTMENT ADVISERS LLC · SOUTHFIELD, MI
M.A. GLOBAL INVESTMENT ADVISOR, LLC · SOUTHFIELD, MI
LPL ENTERPRISE, LLC · SOUTHFIELD, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHFIELD, MI

More in Southfield, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor