Josesph Fiori

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-08

TX RA
APPROVED

Since 2024-07-08

Branch Locations

Austin, TX • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial, Inc.	Chicago	IL	03/2014	04/2022
Assetmark, Inc.	Chicago	IL	03/2014	04/2022
Assetmark Brokerage, Llc	Chicago	IL	08/2014	04/2022
Altruist Financial Llc	Venice	CA	05/2022	04/2023
Altruist Llc	Venice	CA	05/2022	04/2023
Altruist Corp	Venice	CA	05/2022	04/2023
Smartx Advisory Solutions	West Palm Beach	IL	04/2023	12/2023
Assetmark Financial Holdings, Inc	Austin	TX	01/2024	Present
Assetmark Brokerage, Llc	Austin	TX	03/2024	Present
Assetmark, Inc	Austin	TX	01/2024	Present

03/2014 → 04/2022

Assetmark Financial, Inc.

Chicago, IL
03/2014 → 04/2022

Assetmark, Inc.

Chicago, IL
08/2014 → 04/2022

Assetmark Brokerage, Llc

Chicago, IL
05/2022 → 04/2023

Altruist Financial Llc

Venice, CA
05/2022 → 04/2023

Altruist Llc

Venice, CA
05/2022 → 04/2023

Altruist Corp

Venice, CA
04/2023 → 12/2023

Smartx Advisory Solutions

West Palm Beach, IL
01/2024 → Present

Assetmark Financial Holdings, Inc

Austin, TX
03/2024 → Present

Assetmark Brokerage, Llc

Austin, TX
01/2024 → Present

Assetmark, Inc

Austin, TX

Previous Registrations

2014-05-28 → 2022-05-03

Assetmark, Inc.

Concord, CA

Chicago, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2024 - 160 HRS / MONTHLY - REGIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED THE BLADING, LLC - NOT INVESTMENT-RELATED - CLARNDON HILLS, IL - REAL ESTATE - PARTIAL OWNER - START DATE 11/2023 - 0 HRS/ MO - INVESTMENT PROPERTIES TO BUY, FIX, FLIP

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-28
S63	Uniform Securities Agent State Law Examination	2011-05-20

S65 Uniform Investment Adviser Law Examination

2014-05-28
S63 Uniform Securities Agent State Law Examination

2011-05-20

Other Names

Joseph W Fiori
Joe Fiori
Joseph Fiori
Joseph Walter Fiori

View on SEC IAPD