Sunny B Patel

Current Employers

Employment History

• 12/2013 → 06/2023
  First Republic Bank
  New York, NY
• 01/2014 → 06/2023
  First Republic Securities Company, Llc
  New York, NY
• 07/2023 → 03/2024
  Avestar Capital
  New York, NY
• 04/2024 → Present
  First Citizens Investor Services
  Raleigh, NC
• 04/2024 → Present
  First Citizens Bank
  New York, NY
• 05/2024 → Present
  Svb Wealth
  New York, NY
• 05/2024 → Present
  First Citizens Asset Management
  New York, NY

Previous Registrations

• 2024-01-29 → 2024-02-26
  Avestar Capital, Llc
  New York, NY

Other Businesses

1) SVB Wealth, 11 W. 42nd St. New York, NY 10036; Investment Advisory Firm; As a Private Banker I will be meeting with existing and prospective clients to discuss our full range of investment capabilities; 60 hours/month Compensation is part of salary paid by FCIS. No direct compensation received from SVBW 2) FIRST CITIZENS ASSET MANAGEMENT POSITION: Employee NATURE: FCAM is an affiliated IA firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2024 ADDRESS: 11 W. 42nd Street, New York NY 10036, United States DESCRIPTION: FCAM is an affiliated IA Firm. As a Private Banker I will be meeting with existing and prospective clients to discuss our full range of investment capabilities. Compensation is part of salary paid by FCIS. No direct compensation received from FCAM

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-28
• S63 Uniform Securities Agent State Law Examination
  2011-05-17